FINRA has investor education materials such as BrokerCheck, which provides insight into firms and financial advisors.
Collection of Information
We collect personal information from our clients only when it is necessary to provide our services. This includes, but is not limited to, your name, address, email address, phone number, social security number, and fi nancial information.
Use of Information
We use your personal information to provide our services, to communicate with you, and to comply with legal and regulatory requirements. We may also use your information to send you newsletters and other marketing m aterials, but you may opt out of receiving these communications at any time.
Disclosure of Information
We do not disclose your personal information to third parties, except as required by law or as necessary to provide our services. We may share your info rmation with our affiliates and service providers who assist us in providing our services, but only to the extent necessary for them to perform their duties.
We take reasonable measures to protect your personal information from unauthorized acces s, use, or disclosure. We use physical, electronic, and procedural safeguards to protect your information. However, please note that no transmission of data over the internet is completely secure, and we cannot guarantee the security of your information.